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Compliance & Regulatory Support

At HLPartnership, compliance isn't just a requirement - it's core to how we help our advisers run safe, successful, and client-focused businesses. Our dedicated compliance team provides expert guidance, ongoing support, and proactive solutions to help you navigate FCA regulations with confidence.

We know that managing compliance can feel complex, so we've built a comprehensive framework designed to protect your business while keeping processes as smooth as possible.

Expert Compliance Support
Tailored to Your Business

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Dedicated Compliance
Review Officer

Compliance is at the heart of everything we do. Our dedicated team offers proactive guidance, regular case reviews, and up-to-date knowledge of network sandards and FCA regulations. We help you navigate regulatory challenges and ensure your advice outcome is appropriate, protecting both your business and your clients.

Regional Compliance
Managers

For a more hands-on approach, our Regional Compliance Managers provide face-to-face and virtual support, helping AR Firms and advisers understand and implement compliance requirements effectively. They work closely with you to address regulatory challenges, ensuring your business remains compliant while operating smoothly.

Financial Promotions & Social Media Compliance

Marketing plays a crucial role in growing your business, but staying compliant with financial promotions regulations is just as important. Our in-house Financial Promotions Team helps you strike the right balance-ensuring your marketing is both engaging and fully FCA-compliant.

HLP, we give you a wide range of support to help you market your services confidently, safe in the knowledge that your materials align with the FCA regulations.

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1

Pre-Approved Marketing Materials

Access a library of ready-to-use, compliance-approved marketing assets.

2

Custom Content Review

Submit bespoke marketing content for approval to ensure it meets FCA guidelines.

3

Pre-Approved Marketing Materials

Complete our Social Media Licence training to gain the ability to post social media content without pre-approval. This gives you the freedom to engage with clients online while ensuring all communications remain within regulatory requirements.

Why Compliance Matters

Regulatory compliance isn't just about ticking boxes - it's about protecting your business, maintaining trust with your clients, and ensuring you can operate with confidence.

By working with our dedicated compliance team, you'll benefit from:

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Proactive compliance support to keep your business safe

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Straightforward processes to help you stay on top of FCA requirements Specialist marketing compliance guidance for financial promotions and social media

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Ongoing training and updates to keep you informed of industry and regulatory changes

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Stay Safe. Stay Compliant. Stay Supported.

Joining HLPartnership means you don't have to navigate compliance alone. Our advisers benefit from the reassurance of a structured compliance framework, industry-leading support, and expert guidance every step of the way.
Being part of a trusted network reduces risk, strengthens your business, and ensures long-term sustainability in an increasingly regulated market. Whether you're a new adviser or an experienced professional, HLPartnership provides the tools and expertise to help you grow while keeping your business safe.

Discover how HLPartnership can support your compliance needs - get in touch today.

Join Us

Whether you're a seasoned adviser looking for a fresh approach or just starting out, HLPartnership is here to support your journey.

Get in touch today to learn how we can help your business grow with confidence. Together, we'll ensure you can focus on what you do best — providing outstanding service to your clients.

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Legal and General Business Quality Awards 2025

Winner Customer Excellence: Networks

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Air 2024

Network of the Year

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Legal and General Mortgage Club 2024

Best National Network Partner

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Mortgage Services, Financial Reporter 2023

Best Marketing

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Air 2023

Best Network for Later Life Lending

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Moneyfacts, 2022

Mortgage Network of the Year

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Mortgage Strategy 2021

Best Network 300+ ARs

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Legal and General Mortgage Club 2021

Best National Network Partner

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Legal and General Mortgage Club 2020

Best National Network Partner

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Legal and General Mortgage Club 2019

Best National Network Partner